-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBN5LJRayjrPsOpoJpNZqCbUhUtLbQlim1OlfRYLb2QPs7rZgUst+6++5PKO4o2j 98J8kkzSHynwR48AE+VjSQ== 0000950169-01-000046.txt : 20010129 0000950169-01-000046.hdr.sgml : 20010129 ACCESSION NUMBER: 0000950169-01-000046 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAINMAKER SYSTEMS INC CENTRAL INDEX KEY: 0001094007 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330442860 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-58179 FILM NUMBER: 1514656 BUSINESS ADDRESS: STREET 1: 1800 GREEN HILLS ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95006 BUSINESS PHONE: 8314617299 MAIL ADDRESS: STREET 1: 1800 GREEN HILLS ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS III L P CENTRAL INDEX KEY: 0001073852 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061529414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ONE SOUTH STREET STREET 2: 25TH FLOOR CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108954400 MAIL ADDRESS: STREET 1: 1 SOUTH STREET STREET 2: 25TH FLOOR CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13D 1 0001.txt SCHEDULE 13D ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form . . . . 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Rainmaker Systems, Inc. ------------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------------ (Title of Class of Securities) 750875 10 6 ------------------------------------------------------------ (CUSIP Number) ABS Capital Partners III, L.P., One South Street 25th Floor, Baltimore, Md. 21202, Attn: Chuck Dieveney ------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 11, 2001 ------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 750875 10 6 Page 2 of 4 Pages ----------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ABS Capital Partners III, L.P. I.R.S. Identification No. 06-1529414 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 11,707,248 NUMBER OF SHARES --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY N/A EACH REPORTING --------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 11,707,248 --------------------------------------------------- 10 SHARED DISPOSITIVE POWER N/A - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,707,248 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN (Limited Partnership) - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. CUSIP No. 750875 10 6 Page 3 of 4 Pages ----------- ----------------- Item 1. Security and Issuer Common Stock Rainmaker Systems, Inc. 1800 Green Hills Road Scotts Valley, CA 95066 Item 2. Identity and Background (a) ABS Capital Partners III, L.P. (b) 1 South Street, 25th Floor Baltimore, MD 21202 (c) ABS Capital Partners III, L.P. is an investment partnership (d) None (e) None Item 3. Source and Amount of Funds or Other Consideration The consideration paid by ABS Capital Partners III, L.P to purchase shares of Rainmaker Systems Common Stock from The Santa Cruz Operation, Inc. was $3,200,000. The source of those funds was ABS Capital Partners III, L.P's available capital for investment. Item 4. Purpose of Transaction The Common Stock was acquired by ABS Capital Partners III, L.P solely for investment purposes. ABS Capital Partners III, L.P does not have any current intention to purchase additional shares or dispose of its investment or to influence the management of Rainmaker Systems, other than through the presence of Andrew T. Sheehan on its board of directors. Mr. Sheehan has been a director of Rainmaker Systems since February 1999, and his presence on the board is unrelated to this transaction. Item 5. Interest in Securities of the Issuer (a) 11,707,248 29.9% (b) Same as (a) above regarding sole dispositive and voting power; no shares are subject to shared dispositive or voting power (c) None (d) None (e) N/A Item 6. Contacts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None Item 7. Material to Be Filed as Exhibits None CUSIP No. 750875 10 6 Page 4 of 4 Pages ----------- ----------------- After reasonably inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. - -------------------------------- Date - -------------------------------- Signature - -------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----